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This guide sets out the broad principles of effective regulation, based on our past audits of regulatory frameworks and interactions with departments, ... Example of a regulatory framework from our 2019 report on . E. nsuring food safety and standards. Figure 2: The food regulatory system.
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Beta4 Principles of effective regulation Introduction Regulation is used by government to set rules and expectations that people and organisations should follow to meet a wide variety of different policy aims. Often these objectives aim to keep us safe (for example, in the regulation of water quality and food
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Beta4 Better Regulation Task Force Policy-maker’s checklist This table sets out, against each of the five Principles of Good Regulation, what regulators should bear in mind when devising, implementing, enforcing and reviewing regulations. Proportionality Regulators should only intervene when necessary. Remedies should be appropriate to the risk ...
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BetaThe Principles of Good Regulation and the Regulators’ Code apply only to those regulators specified in secondary legislation. This lists around 30 regulators by name and refers to local authorities (of which there are hundreds) and Ministers by function, but it does not (and does not purport to) apply to all UK bodies that might be thought of as regulators.
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BetaPrinciple 4: government action should be effective and proportional. Principle 5: Consultation with business, and the community, should inform regulatory development. Principle 6: The simplification, repeal, reform, modernisation or consolidation of existing regulation should be considered. Principle 7: Regulation should be periodically ...
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BetaPrinciples of Good Regulation Independence: Nothing but the highest possible standards of ethical performance and professionalism should influence regulation. However, independence does not imply isolation. All available facts and opinions must be sought openly from licensees and other interested members of the public.
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BetaThe UK’s Better Regulation Task Force (now known as the Better Regulation Commission) was established in September 1997. It is an independent body that advises Government on action to ensure that regulation and its enforcement accord with the five principles of good regulation: Proportionality: regulators should only intervene when necessary.
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BetaPrinciples of effective regulation. This is a House of Commons Committee report, with recommendations to government. ... We heard that Ofgem and the Civil Aviation Authority have also more recently launched their own regulatory sandboxes (for example, for the use of drones for freight delivery). 11 We were surprised, ...
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BetaEFFECTIVE REGULATION Effective regulation involves the design of policies, rules and laws that are thoroughly supervised and supported by the credible threat of enforcement to produce an intended or expected result. Such results can be investor protection, more efficient capital markets or the reduction of systemic risk, to name but a few.
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Betasence of good regulation is neither its enabling legislation nor the guidance of best practices, but is it the team of individuals—commissioners and staff members—whose personal commitment to the aforementioned standards ensures good regulation and the sustainability of regulated entities.This personal commitment reflects . inter alia . the ...
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