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This guide sets out the broad principles of effective regulation, based on our past audits of regulatory frameworks and interactions with departments, regulators and other stakeholders. Our guide is intended to complement, not . ... for example when proposing new regulations (the Better Regulation Framework ) or interacting with regulated entities (the Regulators’ Code ).
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BetaB. Principles for Self-Regulation 6 The regulatory regime should make appropriate use of Self-Regulatory Organizations ... The discussion provides some examples of current practices, recognizing that ... Sound and effective regulation and, in turn, the confidence it brings is important for the integrity, growth and development of securities markets.3
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Betaregulations are necessary, fair, effective, affordable and enjoy a broad degree of public confidence. To achieve this, any policy intervention, and its enforcement, should meet the following five principles which the Better Regulation Task Force devised in 1997: • Proportionality • Accountability • Consistency • Transparency • Targeting
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BetaGood regulation is essential to enabling effective competition, and enhanced choice, quality, innovation, flexibility and responsiveness. It enables healthy and dynamic private and public sectors and improves the wellbeing of consumers and the wider community. The Guide is set out in several parts: • The Better Regulation requirements This section outlines the Better Regulation principles, explains how to determine if a regulatory proposal is
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BetaPrinciples of effective regulation Sixteenth Report of Session 2021–22 Report, together with formal minutes relating to the report Ordered by the House of Commons to be printed 9 September 2021 HC 176 ... (for example, in consumer protection regulation), or to ensure businesses can compete on a level playing field (for example, through competition regulation). Effective regulation can achieve these objectives, but when it fails, it can have
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BetaThe Principles of Good Regulation and the Regulators’ Code apply only to those regulators specified in secondary legislation. This lists around 30 regulators by name and refers to local authorities (of which there are hundreds) and Ministers by function, but it does not (and does not purport to) apply to all UK bodies that might be thought of as regulators. Nevertheless, they cover many regulators and are therefore a significant feature of the UK’s regulatory landscape.
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BetaPrinciples of effective regulation. This is a House of Commons Committee report, with recommendations to government. The Government has two months to respond. Sixteenth Report of Session 2021–22. ... Often these objectives aim to keep us safe (for example, in the regulation of water quality and food safety), to ensure we are treated fairly (for example, in consumer protection regulation), or to ensure businesses can compete on a level playing field (for example, through competition ...
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BetaPrinciples of Good Regulation Independence: Nothing but the highest possible standards of ethical performance and ... Where several effective alternatives are available, the option which minimizes the use of resources should be adopted. ... between regulations and agency goals and objectives whether explicitly or implicitly stated. Agency positions should be readily understood and easily applied. Reliability: Regulations should be based on the best available knowledge from research and ...
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Beta2015 Designing Effective Regulation: A Positive Theory 961 DESIGNING EFFECTIVE REGULATION: A POSITIVE THEORY DONALD FEAVER* AND ... However, the new approaches are not a panacea.2 For example, it is widely accepted that newer approaches used to regulate banks in the United States and some European countries contributed to the Global Financial Crisis – a ... ‘The Rise, Fall and Fate of Principles-Based Regulation’ in Kern Alexander and Niamh Moloney (eds), Law Reform and Financial ...
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BetaSection 1: Concepts Principles—Principles of Regulation Page 1 PRINCIPLES OF REGULATION A principle-based approach to regulation is now common and a number of governments are using ... systems must be effective. For examples on how the ICN principles can be applied in the regulatory context, refer to . Applying the ICN Principles of Professional Regulation in Practice. THE INTERNATIONAL FEDERATION OF MIDWIVES: PRINCIPLES OF GOOD
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