principles of effective regulation example - PrivacyWall

https://www.nao.org.uk/wp-content/uploads/2021/05/Principles-of-e...

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Principles of effective regulation A summary guide for regulators and ...

We designed this guidance based on our past audits of regulatory frameworks and interactions with departments, regulators and other stakeholders. Our guide is intended to complement, not supplant, existing government guidance such as on appraisal of proposed regulatory measures.

https://www.regulation.org.uk/library/2021-PAC-principles_of_effe...

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Principles of effective regulation

Examples include: the Medicines and Healthcare products Regulatory Agency’s (MHRA’s) use of a rolling review process to speed up vaccine authorisation without compromising on safety; cross-government eforts to identify and enact regulatory easements to support the COVID-19 recovery; and collaboration between the Health and Safety Executive (HSE)...

https://www.rqia.org.uk/RQIA/media/RQIA/Resources/Better-Regulati...

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Principles of Good Regulation - RQIA

Regulators should only intervene when necessary. Remedies should be appropriate to the risk posed, and costs identified and minimised. Policy solutions must be proportionate to the perceived problem or risk and justify the compliance costs imposed – don’t use a sledgehammer to crack a nut.

https://www.treasury.nsw.gov.au/sites/default/files/2019-01/TPP19...

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NSW Government Guide to Better Regulation - New South Wales Treasury

Good regulation is essential to enabling effective competition, and enhanced choice, quality, innovation, flexibility and responsiveness. It enables healthy and dynamic private and public sectors and improves the wellbeing of consumers and the wider community. The Guide is set out in several parts:

https://www.icaew.com/technical/trust-and-ethics/better-regulatio...

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Principles of good regulation - ICAEW

What are the different regulatory approaches taken in the UK and what makes for good regulation? Government tries to change behaviours or control activity in pursuit of its policy objectives in a variety of ways, each of which could be regarded as regulatory in nature.

https://publications.parliament.uk/pa/cm5802/cmselect/cmpubacc/17...

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Principles of effective regulation - Committee of Public Accounts

Examples include: the Medicines and Healthcare products Regulatory Agency’s (MHRA’s) use of a rolling review process to speed up vaccine authorisation without compromising on safety; cross-government efforts to identify and enact regulatory easements to support the COVID-19 recovery; and collaboration between the Health and Safety Executive (HSE...

https://majorprojects.org/resources/principles-of-effective-regul...

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Principles of Effective Regulation - Major Projects Association

Regulation can take various forms ranging from strict and prescriptive rules and enforcement to lighter-touch incentives through guidance and codes of practice.

https://www.nrc.gov/docs/ML1413/ML14135A076.pdf

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Principles of Good Regulation. - NRC

Regulatory decisions should be made without undue delay. Regulations should be coherent, logical, and practical. There should be a clear nexus between regulations and agency goals and objectives whether explicitly or implicitly stated. Agency positions should be readily understood and easily applied.

https://committees.parliament.uk/work/1262/principles-of-effectiv...

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Principles of effective regulation - Committees - UK Parliament

Well written, effective regulation supports more efficient and effective policy delivery - including reduced costs to the public purse, improved quality and better environmental standards – and higher performing regulators.

https://www.iosco.org/library/pubdocs/pdf/IOSCOPD154.pdf

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Objectives and Principles of Securities Regulation - IOSCO

This document sets out 30 principles of securities1 regulation, which are based upon three objectives of securities regulation. These are: The reduction of systemic risk. The 30 principles need to be practically implemented under the relevant legal framework to achieve the objectives of regulation described above.

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