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For example, U.K. regulators combine elements of rate of return regulation and price cap regulation to create their form of RPI-X regulation. Some regulators use earnings sharing , 10 which is an approach that allows the operator to keep some portion of its earnings above its cost of capital and bear some portion of the difference if earnings are below the cost of capital .
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測試版Regulation in the social, political, psychological, and economic domains can take many forms: legal restrictions promulgated by a government authority, contractual obligations (for example, contracts between insurers and their insureds [1]), self-regulation in psychology, social regulation (e.g. norms), co-regulation, third-party regulation, certification, accreditation or market regulation.
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測試版The best form of regulation is choice, including competitive tendering. You don't need inspectors to detect inefficient, unresponsive and uncaring providers if their customers can go elsewhere. But many problems are often invisible to customers - at least until it is too late - especially if they buy the service only once or twice in a lifetime.
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測試版A "regulation" is a binding legislative act. It must be applied in its entirety across the EU. For example, when the EU’s regulation on ending roaming charges while travelling within the EU expired in 2022, the Parliament and the Council adopted a new regulation both to improve the clarity of the previous regulation and make sure a common approach on roaming charges is applied for another ...
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測試版Traditionally, the majority of regulations have taken the form of what is frequently referred to as command and control regulation (also sometimes called “means-based” or “technology-based”). Under this approach, the regulatory agency sets forth methods, materials, and the processes by which the regulated entity must operate.
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測試版focuses on the form of legal entity under regulation and, accordingly, assigns a particular regulator. This mode of financial system regulation is used in China, Mexico 7 and Hong Kong. 8 China
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測試版1 1 Definition and Theories of Regulation 1.1 Definition of Regulation Before discussing the pros and cons of regulation in general and finan-cial regulation in particular, we have to understand what regulation is all about and what forms it takes. Although there are
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測試版13.5 The development and operation of industry classification codes involves elements of co-regulation. Co-regulation is a regulatory form that can be placed on a continuum of government oversight ranging from self-regulation, through quasi-regulation and co-regulation, to direct government regulation.[1] Some examples of these forms are described below, with reference to aspects of the ...
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測試版Financial regulation is critical in safeguarding consumers against fraudulent activities and cultivating confidence in the financial industry. It achieves these goals by establishing rules and guidelines for financial institutions, monitoring compliance through an oversight and enforcement system, and acting against those violating rules and regulations.
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A theory of regulation is a set of propositions or hypotheses about why regulation emerges, which actors contribute to that emergence and typical patterns of interaction between regulatory actors. In answering the ‘why’ question, we range beyond law to other disciplines, and much of the material in this chapter draws upon the disciplines of politics, economics and sociology.
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Regulation in the social, political, psychological, and economic domains can take many forms: legal restrictions promulgated by a government authority, contractual obligations (for example, contracts between insurers and their insureds ), self-regulation in psychology, social regulation (e.g. norms), co-regulation, third-party regulation, certification, accreditation or market regulation.
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